Our Staff has compiled our research into a database of FINRA Broker Disclosures for Canaccord Genuity Wealth Management (USA) Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yasmin Virani | 6733369 | 1 | 11/21/2022 | Customer Dispute | Pending | $4,760,770.00 | $0.00 | See FINRA Report |
| Brian Anthony Peters | 5183266 | 1 | 03/08/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| V. Thane Thane Stenner | 6759366 | 1 | 10/09/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Darrell Loudette Thompson | 1810299 | 2 | 04/24/2019 | Customer Dispute | Settled | $63,020.00 | $0.00 | See FINRA Report |
| Thomas William Cox | 2744412 | 3 | 02/09/2017 | Customer Dispute | Pending | $68,922.50 | $0.00 | See FINRA Report |
| Darrell Loudette Thompson | 1810299 | 2 | 07/27/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas William Cox | 2744412 | 3 | 12/16/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Richard Martin | 2811447 | 1 | 03/01/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cary Dennis Pinkowski | 2681787 | 2 | 08/17/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rick Langer | 2818914 | 1 | 11/11/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |