Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanderbilt Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Luther Bodin | 4319074 | 1 | 01/31/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Thomas Hu | 2777141 | 1 | 05/04/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Greene | 2690059 | 1 | 10/24/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Richard Laliberte | 3003191 | 1 | 09/25/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Walter L McKinney | 3268305 | 2 | 06/20/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Raymond Brower | 5400590 | 2 | 09/25/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Raymond Brower | 5400590 | 2 | 08/02/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Jerome Guy | 2484070 | 1 | 08/16/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Janet T Doherty | 2073278 | 3 | 06/04/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tammy J Simpson | 5616322 | 1 | 05/11/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |