Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanderbilt Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Scott Debono | 2882335 | 3 | 07/03/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leslie Ray Miles | 5157562 | 1 | 05/08/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Todd Walker | 2368039 | 4 | 05/02/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Regina Villacorte Frias | 2748727 | 4 | 05/02/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Alan Citron | 1374797 | 2 | 03/12/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kimberly A Mallas | 6740417 | 2 | 01/18/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Michael Murphy | 2638542 | 2 | 02/03/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Michael Murphy | 2638542 | 2 | 08/19/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Paul Burns | 2847213 | 2 | 02/28/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Walter L McKinney | 3268305 | 2 | 01/24/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |