Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanderbilt Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Dennis Cleary | 48345 | 3 | 01/13/2003 | Customer Dispute | Award / Judgment | $660,000.00 | $83,420.90 | See FINRA Report |
| Michael David Ward | 1425173 | 6 | 05/08/1995 | Customer Dispute | Award / Judgment | $165,000.00 | $29,822.60 | See FINRA Report |
| Edward Raymond Mazoyer | 600801 | 3 | 09/15/1993 | Customer Dispute | Award / Judgment | $44,969.40 | $20,443.00 | See FINRA Report |