Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanderbilt Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth John Arellano | 2660786 | 4 | 10/17/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Gregory Hawkins | 1211621 | 6 | 08/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Gregory Hawkins | 1211621 | 6 | 09/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Gregory Hawkins | 1211621 | 6 | 08/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Jerry Fava | 4286445 | 2 | 10/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Todd Walker | 2368039 | 4 | 09/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deneesha Antonette Ellis | 6407842 | 3 | 06/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deneesha Antonette Ellis | 6407842 | 3 | 06/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deneesha Antonette Ellis | 6407842 | 3 | 06/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Steven Litras | 1908454 | 2 | 10/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |