Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arete Wealth Management, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erik Craig Olson | 4794857 | 1 | 06/13/2024 | Customer Dispute | Pending | $104,832.00 | $0.00 | See FINRA Report |
| Ray Anthony Garrido San Pedro | 4565686 | 3 | 04/09/2024 | Customer Dispute | Pending | $558,215.00 | $0.00 | See FINRA Report |
| Logan D Cox | 6927720 | 1 | 01/09/2024 | Customer Dispute | Pending | $205,000.00 | $0.00 | See FINRA Report |
| Michael Robert Dandrea | 5919930 | 1 | 09/19/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Michael Roy Blueweiss | 728969 | 9 | 07/24/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| William Samuel Borleis | 2285245 | 1 | 03/16/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Kenneth James New | 2836918 | 3 | 09/19/2022 | Customer Dispute | Pending | $393,000.00 | $0.00 | See FINRA Report |
| Avi J Bialo | 6165479 | 5 | 06/06/2022 | Customer Dispute | Pending | $350,000.00 | $0.00 | See FINRA Report |
| Joshua Dean Rogers | 3163818 | 1 | 04/23/2020 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Merlin Earl Ames | 5039655 | 4 | 02/23/2011 | Customer Dispute | Pending | $9,000.00 | $0.00 | See FINRA Report |