Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arete Wealth Management, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Patrick Thurman | 2342398 | 3 | 12/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Alan Hardee | 1701419 | 2 | 08/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Patrick Thurman | 2342398 | 3 | 08/07/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Gregory Bonal | 3125844 | 2 | 01/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Howard Medeck | 3011429 | 6 | 02/10/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Gregory Bonal | 3125844 | 2 | 01/27/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Howard Medeck | 3011429 | 6 | 11/15/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Howard Medeck | 3011429 | 6 | 04/28/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Howard Medeck | 3011429 | 6 | 04/28/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |