Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arete Wealth Management, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Edward Bond | 4658534 | 3 | 09/22/2016 | Customer Dispute | Closed-No Action | $546,735.00 | $0.00 | See FINRA Report |
| Roshan A Loungani | 4256993 | 5 | 09/11/2013 | Customer Dispute | Closed-No Action | $199,000.00 | $0.00 | See FINRA Report |
| Samuel Dow Wyman | 473707 | 5 | 01/31/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Darren Cohen | 2054897 | 1 | 01/04/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Craig Giovanni Bodden | 3209902 | 1 | 06/20/2011 | Customer Dispute | Closed-No Action | $43,802.30 | $0.00 | See FINRA Report |
| Brenton William Collins | 4915000 | 3 | 09/15/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ronan David Cox | 2693480 | 1 | 09/25/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel Hyun Bum Soe | 4838912 | 1 | 05/02/2005 | Customer Dispute | Closed-No Action | $13,200.00 | $0.00 | See FINRA Report |
| Faysal Alam | 4571922 | 1 | 05/07/2004 | Customer Dispute | Closed-No Action | $39,461.00 | $0.00 | See FINRA Report |
| Matthew Lewton Larson | 1092785 | 3 | 04/20/1998 | Customer Dispute | Closed-No Action | $126,000.00 | $0.00 | See FINRA Report |