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FINRA Broker Disclosures for Arete Wealth Management, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arete Wealth Management, LLC. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Peter Elliot Marshall2208035307/01/2010Customer DisputeAward / Judgment$925,000.00$0.00See FINRA Report
Mark Everett Schrader1386624807/01/1989Customer DisputeAward / Judgment$2,500.00$1,015.00See FINRA Report

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