Our Staff has compiled our research into a database of FINRA Broker Disclosures for Southeast Investments, N.C., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| D Allen Blankenship | 2842335 | 4 | 12/07/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Frank Harmon Black | 22451 | 12 | 09/15/2015 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Frank Harmon Black | 22451 | 12 | 08/19/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Irwin Belk | 4867409 | 2 | 08/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Lynn Robertson | 2714730 | 2 | 08/16/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Kay Littlefield | 2312877 | 5 | 05/21/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Harmon Black | 22451 | 12 | 03/26/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Irwin Belk | 4867409 | 2 | 11/13/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Randall Cherry | 716216 | 5 | 12/18/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Thomas Oehl | 1313682 | 8 | 10/27/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |