Our Staff has compiled our research into a database of FINRA Broker Disclosures for Southeast Investments, N.C., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Irwin Belk | 4867409 | 2 | 08/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Lynn Robertson | 2714730 | 2 | 08/16/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Kay Littlefield | 2312877 | 5 | 05/21/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Irwin Belk | 4867409 | 2 | 11/13/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Randall Cherry | 716216 | 5 | 12/18/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joquinn Thomas Sadler | 2817763 | 3 | 11/04/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Thomas Oehl | 1313682 | 8 | 10/27/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Allan Ewing | 711133 | 2 | 02/06/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Allan Ewing | 711133 | 2 | 12/10/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Malcolm Northrup Briggs | 30503 | 1 | 07/24/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |