Our Staff has compiled our research into a database of FINRA Broker Disclosures for Southeast Investments, N.C., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| D Allen Blankenship | 2842335 | 4 | 06/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Burton Abbott | 3106588 | 10 | 09/18/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Burton Abbott | 3106588 | 10 | 01/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Thomas Oehl | 1313682 | 8 | 09/11/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Burton Abbott | 3106588 | 10 | 08/19/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Barry Holmstrom | 1619349 | 5 | 04/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Thomas Oehl | 1313682 | 8 | 08/21/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eartha Marie Young | 1248645 | 1 | 10/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Edward Yacks | 874643 | 4 | 06/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Edward Yacks | 874643 | 4 | 06/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |