Our Staff has compiled our research into a database of FINRA Broker Disclosures for Southeast Investments, N.C., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Alan Rosen | 6128645 | 5 | 06/18/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerald John Silverman | 2264364 | 2 | 11/09/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip Lynn Robertson | 2714730 | 2 | 09/30/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Debra Kay Littlefield | 2312877 | 5 | 06/02/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Randall Cherry | 716216 | 5 | 05/03/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Thomas Oehl | 1313682 | 8 | 06/29/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Thomas Oehl | 1313682 | 8 | 06/13/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |