Our Staff has compiled our research into a database of FINRA Broker Disclosures for Southeast Investments, N.C., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sidney Wayne Harper | 1960380 | 3 | 03/10/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dennis Barry Holmstrom | 1619349 | 5 | 02/04/2000 | Customer Dispute | Closed-No Action | $11,660.00 | $0.00 | See FINRA Report |