Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Oak Ridge Financial Services Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Francis Kittay | 730821 | 3 | 12/23/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Harold Finch | 2031060 | 2 | 09/30/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Francis Kittay | 730821 | 3 | 02/01/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |