Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Oak Ridge Financial Services Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William James Salmen | 1932383 | 6 | 07/25/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roman Gadaskin | 2219368 | 1 | 05/15/2024 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| William James Salmen | 1932383 | 6 | 05/02/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William James Salmen | 1932383 | 6 | 03/06/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William James Salmen | 1932383 | 6 | 02/08/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William James Salmen | 1932383 | 6 | 02/08/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Harold Finch | 2031060 | 2 | 10/24/2022 | Customer Dispute | Denied | $19,500.00 | $0.00 | See FINRA Report |
| Steven Francis Kittay | 730821 | 4 | 02/10/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Francis Kittay | 730821 | 4 | 12/23/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lora Jean Nickel | 4412872 | 7 | 09/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |