Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Oak Ridge Financial Services Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Thomas Rathmanner | 2665527 | 1 | 02/10/2003 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| James David Kallstrom | 2498681 | 9 | 10/01/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James David Kallstrom | 2498681 | 9 | 07/01/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Craig Peter Mueller | 1808707 | 1 | 06/23/2000 | Customer Dispute | Closed-No Action | $600,000.00 | $0.00 | See FINRA Report |
| James David Kallstrom | 2498681 | 9 | 06/01/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |