Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Oak Ridge Financial Services Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Francis Kittay | 730821 | 4 | 02/10/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Kallman Paton | 1746167 | 4 | 01/14/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James David Kallstrom | 2498681 | 9 | 02/15/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Christopher King | 1418552 | 4 | 06/29/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |