Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northland Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David R Levine | 3138416 | 1 | 03/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Daniel Baasen | 9413 | 1 | 05/13/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Leonard | 728226 | 5 | 08/24/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Leonard | 728226 | 5 | 06/12/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Gregory Schmitz | 1609890 | 1 | 01/11/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stacey Ray Rickert | 1982105 | 1 | 01/11/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd William Radam | 1314170 | 2 | 07/09/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |