Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northland Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael David Leonard | 728226 | 5 | 09/21/2007 | Customer Dispute | Award / Judgment | $115,000.00 | $187,376.00 | See FINRA Report |
| Brent Darwin Ripley | 1031760 | 2 | 05/31/1996 | Customer Dispute | Award / Judgment | $857,000.00 | $150,000.00 | See FINRA Report |