Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northland Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Piper Labelle | 2898650 | 1 | 09/24/2009 | Customer Dispute | Denied | $290,756.00 | $0.00 | See FINRA Report |
| Jeffrey David Rahm | 1520986 | 6 | 05/22/2002 | Customer Dispute | Denied | $330,400.00 | $0.00 | See FINRA Report |
| Craig Donald Ostrom | 2776796 | 1 | 11/29/2001 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Brent Darwin Ripley | 1031760 | 2 | 04/27/2000 | Customer Dispute | Denied | $52,500.00 | $0.00 | See FINRA Report |