Our Staff has compiled our research into a database of FINRA Broker Disclosures for Northland Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Anders Herje | 1496687 | 3 | 08/16/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Robert Anders Herje | 1496687 | 3 | 02/15/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| James Robert Reynolds | 4408485 | 2 | 06/24/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Anders Herje | 1496687 | 3 | 09/09/2019 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| James Robert Reynolds | 4408485 | 2 | 06/24/2016 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Thomas Piper Labelle | 2898650 | 1 | 09/24/2009 | Customer Dispute | Denied | $290,756.00 | $0.00 | See FINRA Report |
| Jeffrey David Rahm | 1520986 | 6 | 11/06/2008 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Michael David Leonard | 728226 | 5 | 09/21/2007 | Customer Dispute | Award / Judgment | $115,000.00 | $187,376.00 | See FINRA Report |
| Michael David Leonard | 728226 | 5 | 10/11/2005 | Customer Dispute | Settled | $109,656.00 | $0.00 | See FINRA Report |
| Jeffrey David Rahm | 1520986 | 6 | 06/03/2003 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |