Our Staff has compiled our research into a database of FINRA Broker Disclosures for Leigh Baldwin & Co., LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Darrell Moore | 721087 | 3 | 09/03/2015 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Stephen Darrell Moore | 721087 | 3 | 08/19/2015 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Stephen Darrell Moore | 721087 | 3 | 06/05/2015 | Customer Dispute | Settled | $264,000.00 | $0.00 | See FINRA Report |
| Gene L Rosintoski | 711735 | 2 | 08/20/2003 | Customer Dispute | Settled | $6,334.73 | $0.00 | See FINRA Report |
| Eric Albert Leibundgut | 2631791 | 1 | 05/19/2003 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |