Our Staff has compiled our research into a database of FINRA Broker Disclosures for Leigh Baldwin & Co., LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Chad Mitton | 4187917 | 1 | 10/14/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Dennis Clifton Hewlett | 1178161 | 4 | 04/14/2004 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
Nicholas John Colarossi | 2351611 | 2 | 02/25/2002 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
Barbara Ann Arndt | 2623171 | 1 | 08/29/2001 | Customer Dispute | Denied | $32,667.40 | $0.00 | See FINRA Report |
Dennis Clifton Hewlett | 1178161 | 4 | 04/03/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |