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FINRA Broker Disclosures for Leigh Baldwin & Co., LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Leigh Baldwin & Co., LLC. Search or filter the database to find more about a specific broker.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Chad Mitton4187917110/14/2008Customer DisputeDenied$5,000.00$0.00See FINRA Report
Dennis Clifton Hewlett1178161404/14/2004Customer DisputeDenied$90,000.00$0.00See FINRA Report
Nicholas John Colarossi2351611202/25/2002Customer DisputeDenied$200,000.00$0.00See FINRA Report
Barbara Ann Arndt2623171108/29/2001Customer DisputeDenied$32,667.40$0.00See FINRA Report
Dennis Clifton Hewlett1178161404/03/2001Customer DisputeDenied$0.00$0.00See FINRA Report

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