Our Staff has compiled our research into a database of FINRA Broker Disclosures for Leigh Baldwin & Co., LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas John Efthemis | 2821400 | 1 | 03/02/2011 | Customer Dispute | Closed-No Action | $32,198.90 | $0.00 | See FINRA Report |
| John Glyn Evans | 4730539 | 4 | 09/10/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Glyn Evans | 4730539 | 4 | 07/09/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Glyn Evans | 4730539 | 4 | 06/28/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Glyn Evans | 4730539 | 4 | 06/28/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brendan Richard Toomey | 2195420 | 1 | 08/25/2003 | Customer Dispute | Closed-No Action | $16,000.00 | $0.00 | See FINRA Report |
| Gerard Francis Clunan | 3154428 | 2 | 04/16/2001 | Customer Dispute | Closed-No Action | $27,399.00 | $0.00 | See FINRA Report |