Our Staff has compiled our research into a database of FINRA Broker Disclosures for Leigh Baldwin & Co., LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Joseph Hughes | 1172780 | 1 | 01/27/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Dennis Clifton Hewlett | 1178161 | 4 | 09/17/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Dennis Clifton Hewlett | 1178161 | 4 | 07/27/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |