Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wilson-Davis & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joe Edward Poe | 1183937 | 3 | 06/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Joe Edward Poe | 1183937 | 3 | 06/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Joe Edward Poe | 1183937 | 3 | 06/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Nicholas Andres Oneal | 4798076 | 3 | 01/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Damon Thomas Perpetua | 4576912 | 3 | 09/18/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Nicholas Andres Oneal | 4798076 | 3 | 04/03/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Damon Thomas Perpetua | 4576912 | 3 | 02/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Damon Thomas Perpetua | 4576912 | 3 | 02/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Nicholas Andres Oneal | 4798076 | 3 | 06/06/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |