Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wilson-Davis & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Byron Bert Barkley | 12469 | 3 | 07/19/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lyle Wesley Davis | 62352 | 6 | 07/19/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Byron Bert Barkley | 12469 | 3 | 12/16/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Peter Ott | 354225 | 1 | 10/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Rocca | 866725 | 5 | 12/02/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randy Heber Carlson | 726574 | 5 | 12/27/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael William Klekas | 1089024 | 1 | 03/12/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lyle Wesley Davis | 62352 | 6 | 01/21/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark James Dillon | 1113305 | 3 | 10/18/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randy Heber Carlson | 726574 | 5 | 05/03/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |