Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wilson-Davis & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joe Edward Poe | 1183937 | 3 | 06/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joe Edward Poe | 1183937 | 3 | 06/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joe Edward Poe | 1183937 | 3 | 06/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Andres Oneal | 4798076 | 3 | 01/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leonard Howard Rothstein | 868099 | 3 | 10/14/2020 | Customer Dispute | Withdrawn | $400,000.00 | $0.00 | See FINRA Report |
| Byron Bert Barkley | 12469 | 3 | 07/19/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James C Snow | 2761102 | 2 | 07/19/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lyle Wesley Davis | 62352 | 6 | 07/19/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Damon Thomas Perpetua | 4576912 | 3 | 09/18/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Michael Martin | 4072956 | 1 | 11/17/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |