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FINRA Broker Disclosures for Wilson-Davis & Co., Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wilson-Davis & Co., Inc.. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Leonard Howard Rothstein868099308/02/2005Employment Separation After Allegations$0.00$0.00See FINRA Report
Alan Louis Shankman1979085204/30/1996Employment Separation After Allegations$0.00$0.00See FINRA Report
Joseph Anthony Rocca866725504/19/1991Employment Separation After Allegations$0.00$0.00See FINRA Report

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