Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wilson-Davis & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leonard Howard Rothstein | 868099 | 3 | 08/02/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alan Louis Shankman | 1979085 | 2 | 04/30/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Anthony Rocca | 866725 | 5 | 04/19/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |