Our Staff has compiled our research into a database of FINRA Broker Disclosures for Interactive Brokers LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brodie Norman Monical | 6244891 | 1 | 10/10/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Francisco Luis Pena | 4420741 | 1 | 05/09/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ernest Len Walker | 2272835 | 2 | 08/10/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Mark Emory | 7201381 | 1 | 12/14/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |