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FINRA Broker Disclosures for Interactive Brokers LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Interactive Brokers LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christopher Matthew Steinberg5477630105/10/2019FinancialFinal$0.00$0.00See FINRA Report
Ruth Rosemary Rodriguez4874887408/15/2015FinancialFinal$0.00$0.00See FINRA Report
Aimee Jo Drancik2490256209/12/2013FinancialFinal$0.00$0.00See FINRA Report
Jonathan Chait4582696502/28/2011RegulatoryFinal$0.00$0.00See FINRA Report
Gregory P Pokorney1446322406/03/2005RegulatoryFinal$0.00$0.00See FINRA Report
Joseph Robert Burke1371029205/18/1999RegulatoryFinal$0.00$0.00See FINRA Report
Gregory P Pokorney1446322412/05/1995RegulatoryFinal$0.00$0.00See FINRA Report
Gregory P Pokorney1446322412/05/1995RegulatoryFinal$0.00$0.00See FINRA Report
Gregory P Pokorney1446322404/24/1995RegulatoryFinal$0.00$0.00See FINRA Report
Frank William Tabachka4574491104/13/1989RegulatoryFinal$0.00$0.00See FINRA Report

14 Results

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