Our Staff has compiled our research into a database of FINRA Broker Disclosures for Interactive Brokers LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Richard Brantner | 5878708 | 1 | 07/26/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walter Twenell Myers | 5221419 | 2 | 03/03/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Walter Twenell Myers | 5221419 | 2 | 10/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leonardo Dias Brame | 7076892 | 1 | 07/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Matthew Steinberg | 5477630 | 1 | 05/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ruth Rosemary Rodriguez | 4874887 | 4 | 08/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ernest Len Walker | 2272835 | 2 | 06/16/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ruth Rosemary Rodriguez | 4874887 | 4 | 03/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Chait | 4582696 | 5 | 02/28/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ruth Rosemary Rodriguez | 4874887 | 4 | 02/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |