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FINRA Broker Disclosures for Interactive Brokers LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Interactive Brokers LLC. Search or filter the database to find more about a specific broker.

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Displaying 3 out of 3 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Brodie Norman Monical6244891110/10/1999CriminalFinal Disposition$0.00$0.00See FINRA Report
Francisco Luis Pena4420741105/09/1997CriminalFinal Disposition$0.00$0.00See FINRA Report
Ernest Len Walker2272835208/10/1994CriminalFinal Disposition$0.00$0.00See FINRA Report

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