Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sutter Securities Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Andrew Maley | 2442794 | 1 | 02/20/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kola Abdul Rahman Agbaje | 3177135 | 1 | 07/28/2009 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 03/31/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 11/21/2007 | Customer Dispute | Settled | $174,335.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 11/16/2007 | Customer Dispute | Settled | $129,000.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 01/24/2003 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 07/24/2002 | Customer Dispute | Settled | $4,500,000.00 | $0.00 | See FINRA Report |
| Anders Arendt De-Jounge | 2318841 | 6 | 05/20/2002 | Customer Dispute | Settled | $80,781.70 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 11/15/2001 | Customer Dispute | Settled | $32,351.50 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 09/11/2001 | Customer Dispute | Settled | $1,466,580.00 | $0.00 | See FINRA Report |