Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sutter Securities Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Joseph Conley | 1905484 | 11 | 07/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Joseph Conley | 1905484 | 11 | 10/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Joseph Conley | 1905484 | 11 | 04/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Joseph Conley | 1905484 | 11 | 08/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Joseph Conley | 1905484 | 11 | 07/13/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Joseph Conley | 1905484 | 11 | 01/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Joseph Conley | 1905484 | 11 | 12/20/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles Russ Huffington | 844086 | 12 | 04/03/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |