Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sutter Securities Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anders Arendt De-Jounge | 2318841 | 6 | 02/09/2001 | Customer Dispute | Award / Judgment | $172,372.00 | $118,434.00 | See FINRA Report |
| Philip E Rosensweig | 1125274 | 2 | 01/01/1995 | Customer Dispute | Award / Judgment | $138,349.00 | $52,881.00 | See FINRA Report |
| Gregory Arseny Yankovsky | 474046 | 4 | 06/05/1992 | Customer Dispute | Award / Judgment | $378,397.00 | $61,250.00 | See FINRA Report |
| Gregory Arseny Yankovsky | 474046 | 4 | 03/12/1992 | Customer Dispute | Award / Judgment | $40,000.00 | $11,565.00 | See FINRA Report |
| Gregory Arseny Yankovsky | 474046 | 4 | 08/20/1991 | Customer Dispute | Award / Judgment | $1,150.00 | $548.00 | See FINRA Report |