Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sutter Securities Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gustavo Rodrigo | 3031284 | 3 | 09/13/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Wesley Mollard | 4691416 | 2 | 01/13/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Arseny Yankovsky | 474046 | 4 | 04/19/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Russ Huffington | 844086 | 12 | 08/04/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 02/26/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Conrad Ihrie | 1394615 | 17 | 05/05/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Paul Gardner | 1080424 | 4 | 11/02/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Paul Gardner | 1080424 | 4 | 07/12/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Paul Gardner | 1080424 | 4 | 03/14/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Jacks | 717638 | 6 | 02/07/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |