Our Staff has compiled our research into a database of FINRA Broker Disclosures for Register Financial Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robin Marie Leahy | 1512451 | 1 | 01/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Robert Register | 373031 | 2 | 06/30/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Boyd Hurley | 726838 | 5 | 07/11/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Corrigan | 1015196 | 1 | 08/24/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Boyd Hurley | 726838 | 5 | 08/14/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |