Our Staff has compiled our research into a database of FINRA Broker Disclosures for Register Financial Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gilbert Howard Bubis | 2801591 | 1 | 07/05/2013 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| George Robert Register | 373031 | 2 | 04/08/2010 | Customer Dispute | Closed-No Action | $9,300,000.00 | $0.00 | See FINRA Report |