Our Staff has compiled our research into a database of FINRA Broker Disclosures for Register Financial Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward J Waits | 3253004 | 1 | 10/26/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hafeez S Fazal | 5480759 | 1 | 10/17/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robin Marie Leahy | 1512451 | 1 | 01/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ari Richard Dardik | 2477594 | 2 | 02/27/2017 | Customer Dispute | Settled | $184,000.00 | $0.00 | See FINRA Report |
| Gilbert Howard Bubis | 2801591 | 1 | 07/05/2013 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| George Robert Register | 373031 | 2 | 04/08/2010 | Customer Dispute | Closed-No Action | $9,300,000.00 | $0.00 | See FINRA Report |
| George Robert Register | 373031 | 2 | 06/30/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ari Richard Dardik | 2477594 | 2 | 10/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Blake Pressly | 4147342 | 1 | 02/19/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Boyd Hurley | 726838 | 5 | 07/11/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |