Our Staff has compiled our research into a database of FINRA Broker Disclosures for Register Financial Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ari Richard Dardik | 2477594 | 2 | 02/27/2017 | Customer Dispute | Settled | $184,000.00 | $0.00 | See FINRA Report |
| Gilbert Howard Bubis | 2801591 | 1 | 07/05/2013 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| George Robert Register | 373031 | 2 | 04/08/2010 | Customer Dispute | Closed-No Action | $9,300,000.00 | $0.00 | See FINRA Report |
| Ari Richard Dardik | 2477594 | 2 | 10/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Blake Pressly | 4147342 | 1 | 02/19/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Boyd Hurley | 726838 | 5 | 08/05/1985 | Customer Dispute | Settled | $16,425.00 | $0.00 | See FINRA Report |
| Joseph Boyd Hurley | 726838 | 5 | 12/27/1984 | Customer Dispute | Settled | $163,895.00 | $0.00 | See FINRA Report |
| Joseph Boyd Hurley | 726838 | 5 | 07/01/1984 | Customer Dispute | Award / Judgment | $15,102.30 | $15,102.30 | See FINRA Report |