Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victoria Elizabeth Wiggins | 6794409 | 1 | 05/28/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bernard Karl Semon | 2129512 | 3 | 12/18/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |