Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bernard Karl Semon | 2129512 | 3 | 12/03/2021 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Ben Howard Feldmeyer | 2431764 | 2 | 09/05/2014 | Customer Dispute | Denied | $13,588.80 | $0.00 | See FINRA Report |
| Sean Patrick MacRory | 4744064 | 2 | 11/22/2011 | Customer Dispute | Denied | $175,000.00 | $0.00 | See FINRA Report |
| Brenda Renee Rivers | 2892497 | 1 | 10/27/2008 | Customer Dispute | Denied | $7,309.50 | $0.00 | See FINRA Report |
| Bernard Karl Semon | 2129512 | 3 | 12/19/2007 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Mawby | 2491450 | 3 | 08/27/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Callahan | 1817853 | 3 | 11/08/2006 | Customer Dispute | Denied | $6,285.84 | $0.00 | See FINRA Report |
| Mitchell Howard Hirsch | 1147538 | 5 | 01/13/2004 | Customer Dispute | Denied | $106,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Callahan | 1817853 | 3 | 03/03/2003 | Customer Dispute | Denied | $119,690.00 | $0.00 | See FINRA Report |
| Mitchell Howard Hirsch | 1147538 | 5 | 03/31/1999 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |