Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bernard Karl Semon | 2129512 | 3 | 12/03/2021 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Mawby | 2491450 | 3 | 11/18/2021 | Customer Dispute | Settled | $545,000.00 | $0.00 | See FINRA Report |
| Mitchell Howard Hirsch | 1147538 | 5 | 10/29/2021 | Customer Dispute | Final | $1,000,000.00 | $0.00 | See FINRA Report |
| Bruce Benjamin Greenwald | 1413095 | 3 | 01/03/2017 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Ben Howard Feldmeyer | 2431764 | 2 | 09/05/2014 | Customer Dispute | Denied | $13,588.80 | $0.00 | See FINRA Report |
| Sean Patrick MacRory | 4744064 | 2 | 11/22/2011 | Customer Dispute | Denied | $175,000.00 | $0.00 | See FINRA Report |
| Stuart A Gertman | 1667496 | 3 | 01/11/2010 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Stuart A Gertman | 1667496 | 3 | 09/29/2009 | Customer Dispute | Settled | $2,633,500.00 | $0.00 | See FINRA Report |
| Bruce Benjamin Greenwald | 1413095 | 3 | 09/29/2009 | Customer Dispute | Settled | $2,633,500.00 | $0.00 | See FINRA Report |
| Paul Joseph Orchosky | 2264939 | 1 | 08/28/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |