Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tami Lynne Aloisa | 2596467 | 4 | 08/17/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ismael Romero | 5146132 | 1 | 03/21/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tami Lynne Aloisa | 2596467 | 4 | 07/09/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |