Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Edmundo Bonadies | 4293702 | 2 | 02/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marcelo Borrelli | 3180638 | 1 | 05/19/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anna S Somoza | 1599663 | 2 | 09/09/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Serfaty | 4087108 | 4 | 06/23/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |