Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marcio Moraes Marciano da Rocha | 6558910 | 1 | 07/21/2020 | Customer Dispute | Award / Judgment | $4,694,910.00 | $800,000.00 | See FINRA Report |
| Juan Carlos Costas | 3174281 | 1 | 09/30/2005 | Customer Dispute | Award / Judgment | $400,000.00 | $195,000.00 | See FINRA Report |