Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alberto Valdes | 4378138 | 2 | 09/15/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jorge de Apodaca | 4643234 | 1 | 07/30/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marcio Moraes Marciano da Rocha | 6558910 | 1 | 07/21/2020 | Customer Dispute | Award / Judgment | $4,694,910.00 | $800,000.00 | See FINRA Report |
| Maria Solanet | 4501829 | 2 | 05/18/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gerardo Ivan Castillo | 2886319 | 2 | 12/06/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carlos Edmundo Bonadies | 4293702 | 2 | 10/22/2019 | Customer Dispute | Denied | $92,661.00 | $0.00 | See FINRA Report |
| Jaime M Musa | 5606224 | 1 | 02/10/2018 | Customer Dispute | Denied | $182,943.00 | $0.00 | See FINRA Report |
| Alberto Valdes | 4378138 | 2 | 08/18/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jose Antonio Vidal | 2858442 | 1 | 11/23/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Veronica Lopez-Lopez | 2613870 | 2 | 10/16/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |