Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Edmundo Bonadies | 4293702 | 2 | 10/22/2019 | Customer Dispute | Denied | $92,661.00 | $0.00 | See FINRA Report |
| Jaime M Musa | 5606224 | 1 | 02/10/2018 | Customer Dispute | Denied | $182,943.00 | $0.00 | See FINRA Report |
| Alberto Valdes | 4378138 | 2 | 08/18/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Veronica Lopez-Lopez | 2613870 | 2 | 10/16/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Minerva Ayala Santos | 5164850 | 1 | 09/15/2015 | Customer Dispute | Denied | $84,288.00 | $0.00 | See FINRA Report |
| Beatrice Francoise Nunez | 2132616 | 3 | 02/17/2015 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Maria Solanet | 4501829 | 2 | 08/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Minerva Rodriguez | 4985099 | 1 | 08/13/2009 | Customer Dispute | Denied | $28,204.30 | $0.00 | See FINRA Report |
| Luis Antonio Ehlers | 1744302 | 2 | 05/08/2007 | Customer Dispute | Denied | $4,017,330.00 | $0.00 | See FINRA Report |
| Zoraida Caridad Diaz | 2416544 | 1 | 06/08/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |