Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chapin, Davis. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeffrey Mark Goldman | 2493183 | 1 | 12/06/2023 | Customer Dispute | Settled | $77,696.80 | $0.00 | See FINRA Report |
William James Pearce | 1225949 | 5 | 04/20/2009 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
Thomas Allen Brubaker | 860338 | 1 | 02/06/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Michael Anthony Galantino | 1277218 | 1 | 12/06/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |